2010 (September
Term)
United States v. Ellerbrock, 70 M.J. 314 (the exception for constitutionally required evidence in MRE 412(b)(1)(C) includes the accused’s Sixth Amendment right to confrontation; an accused has a constitutional right to be confronted by the witnesses against him, and that right necessarily includes the right to cross-examine those witnesses; in particular, the right to cross-examination has traditionally included the right to impeach, i.e., discredit the witness).
(an accused is not simply allowed cross-examination that is effective in whatever way, and to whatever extent, the defense might wish; indeed, trial judges retain wide latitude to limit reasonably a criminal defendant’s right to cross-examine a witness based on concerns about, among other things, harassment, prejudice, confusion of the issues, the witness’s safety, or interrogation that is repetitive or only marginally relevant; but no evidentiary rule can deny an accused of a fair trial or all opportunities for effective cross-examination).
United States v. Sweeney, 70 M.J. 296 (in all criminal prosecutions, the accused shall enjoy the right to be confronted with the witnesses against him).
(testimonial hearsay may not come into evidence without cross-examination of the declarant unless (1) the declarant is unavailable, and (2) the declarant was subject to prior cross-examination on the hearsay).
(although reasonable minds may disagree about what constitutes testimonial hearsay, a statement is testimonial if made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial; thus, a document created solely for an evidentiary purpose made in aid of a police investigation, ranks as testimonial).
(testimonial statements include a formalized certification of results contained in a drug testing report requested by the prosecutor; however, it is well-settled that under both the Confrontation Clause and the rules of evidence, machine-generated data and printouts are not statements and thus not hearsay - machines are not declarants - and such data is therefore not testimonial).
(it is emphatically not the case that a statement is automatically nontestimonial by virtue of it being a routine statement of unambiguous factual matters; indeed, most witnesses testify to their observations of factual conditions or events, but this does not render such observations nontestimonial; that a statement is routine is relevant only to whether that statement is made in the ordinary course of business, which of course does not determine whether the statement is testimonial; moreover, that factual matters may be unambiguous means only that a declarant need be competent to perceive them; it does not mean the declarant was honest in reporting them - an equal concern of the Confrontation Clause).
(in determining whether statements in a drug testing report are testimonial under the Confrontation Clause, the focus has to be on the purpose of the statements in the report itself, rather than the initial purpose for the urine being collected and sent to the laboratory for testing; the relevant question is thus whether the statement is made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial; asked another way, would it be reasonably foreseeable to an objective person that the purpose of any individual statement in a drug testing report is evidentiary).
(although those performing initial drug tests may well be independent scientists carrying out non-adversarial public duties, that does not mean that their statements are not produced to serve as evidence; where an accused’s sample tests positive in at least one screening test, analysts must reasonably understand themselves to be assisting in the production of evidence when they perform re-screens and confirmation tests and subsequently make formal certifications on official forms attesting to the presence of illegal substances, to the proper conducting of the tests, and to other relevant information; this is all the more evident where the government expert testifies that the forensic laboratory’s mission is to provide urinalysis drug testing that is scientifically valid and forensically acceptable as evidence in courts of law).
(the formality of a document generated by a forensic laboratory is a factor to be considered when determining whether a document is testimonial).
(the admission of a cover memorandum results certification of a drug testing report for appellant’s urinalysis violated the Confrontation Clause, and that error was plain and obvious; the memorandum was testimonial where the laboratory made it after appellant had been charged, addressed it to the legal service office, and included the formulaic language for authenticating a business record - language one would expect to find only on a document made for an evidentiary purpose).
(the admission of a specimen custody document certification from a drug testing report for appellant’s urinalysis violated the Confrontation Clause, and that error was plain and obvious; the certification was testimonial where it was a formal, affidavit-like statement of evidence that not only presented the machine-generated results, but also indicated that the laboratory results were correctly determined by proper laboratory procedures, and that they were correctly annotated; such a formal certification has no purpose but to function as an affidavit; because the declarant of the certification was not subject to cross-examination, admission of the specimen custody document plainly and obviously violated the Confrontation Clause).
(the admission of the chain of custody documents, data review sheets, and results report summary from a drug testing report for appellant’s urinalysis (along with their stamps, signatures, and other notations) did not constitute plain error; these documents were not plainly and obviously testimonial where they were neither formalized, affidavit-like statements, nor statements made in a formal setting).
United States v. Gaddis, 70 M.J. 248 (the right to present relevant testimony is not without limitation; the right may, in appropriate cases, bow to accommodate other legitimate interests in the criminal trial process).
(under balancing test of MRE 412, a court must ask whether appellant’s constitutional right to cross-examination has been violated).
(an accused has a Sixth Amendment right to confront the witnesses against him; it is well settled that the exposure of a witness’s motivation in testifying is a proper and important function of the constitutionally protected right of cross-examination; a limitation on an accused’s presentation of evidence related to issues such as bias or motive to fabricate may violate an accused’s right to confront witnesses; however, trial judges retain wide latitude to impose reasonable limits on such cross-examination based on concerns about, among other things, harassment, prejudice, confusion of the issues, the witness’s safety, or interrogation that is repetitive or only marginally relevant).
(once an accused has been allowed to expose a witness’s motivation in testifying, it is of peripheral concern to the Sixth Amendment how much opportunity defense counsel gets to hammer that point home to the jury).
United States v. Sullivan, 70 M.J. 110 (the Confrontation Clause preserves the right of an accused to be confronted with the witnesses against him; this right includes the right to cross-examine witnesses, including on issues of bias and credibility).
(a military judge retains wide latitude to impose reasonable limits upon cross-examination).
(an accused does not have a right to cross-examine a witness on any subject solely because he describes it as one of credibility, truthfulness, or bias; there must be a direct nexus to the case that is rooted in the record; that is, the evidence must be logically relevant as required by MRE 401, and it must also be legally relevant in accordance with the MRE 403 balancing test; in short, the right to cross-examine is the right to question where the proffer establishes a real and direct nexus to a fact or issue at hand).
United States v. Savala, 70 M.J. 70 (the Sixth Amendment right of confrontation includes the constitutionally protected right of cross-examination; the right of cross-examination includes the opportunity to inquire into otherwise inadmissible matters if the prosecution, through its presentation, opens the door to consideration of such matters; the right of confrontation is subject to limitations, including the authority of the court to restrict the scope of cross-examination to avoid problems such as harassment, prejudice, confusion of the issues, or repetitive interrogation).
(the CCA did not clearly err in concluding that the prosecution opened the door to cross-examination of the victim with respect to a prior complaint of sexual assault that the defense contended was fabricated to protect her reputation, where the prosecution introduced evidence of the victim’s prior complaint to bolster her credibility with respect to the reasons for her delayed reporting of the charged offense, thereby benefiting the prosecution).
(issues of witness credibility and motive are matters for the members to decide).
United
States v. Cavitt, 69 M.J. 413 (the
Confrontation Clause is not satisfied by
reliability - it requires confrontation of the declarant of testimonial
hearsay).
(a surrogate
expert witness’s testimony regarding
drug test results violated the Confrontation Clause of the Sixth
Amendment in a
prosecution for wrongful use of marijuana, where the testimony drew
attention
to and repeated portions of the testimonial hearsay contained on the
drug test
report cover memorandum).
United
States v. Dollar, 69 M.J. 411 (the
preadmission of two drug testing report
cover memoranda through a surrogate expert witness to prove a charge of
wrongful use of cocaine violated the Confrontation Clause of the Sixth
Amendment where the declarants who made statements on the cover
memoranda did
not testify).
United
States v. Blazier, 69 M.J. 218 (the signed,
certified cover memoranda on a
drug testing report - prepared at the request of the government for use
at
trial, and which summarized the entirety of the laboratory analyses in
the
manner that most directly bore witness against appellant - are
testimonial
under current Supreme Court precedent).
(the Sixth Amendment provides
that in all
criminal prosecutions, the accused shall enjoy the right to be
confronted with
the witnesses against him; accordingly, no testimonial hearsay may be
admitted
against a criminal defendant unless (1) the witness is unavailable, and
(2) the
witness was subject to prior cross-examination).
(where testimonial hearsay is
admitted, the
Confrontation Clause is satisfied only if the declarant of that hearsay
is
either (1) subject to cross-examination at trial, or (2) unavailable
and
subject to previous cross-examination).
(an expert may, consistent
with the
Confrontation Clause and the rules of evidence, (1) rely on, repeat, or
interpret admissible and nonhearsay machine-generated printouts of
machine-generated data, and/or (2) rely on, but not repeat, testimonial
hearsay
that is otherwise an appropriate basis for an expert opinion, so long
as the
expert opinion arrived at is the expert’s own; however, the
Confrontation
Clause may not be circumvented by an expert’s repetition of otherwise
inadmissible testimonial hearsay of another).
(the “witness” that the
accused has the right
to confront is the declarant; the right of confrontation is not
satisfied by
confrontation of a surrogate for the declarant; and “reliability” is no
substitute for this right of confrontation; while
“reliability” is the end, the right of confrontation is the means, and
it is
the means (rather than the end) that the Sixth Amendment insists upon;
substitute means of ensuring reliability do not satisfy the
Confrontation
Clause, no matter how efficacious they might be; the right of
confrontation is
the right to confront and cross-examine the actual witness who made the
testimonial statement).
(it
is well-settled
that under both the Confrontation Clause and the rules of evidence,
machine-generated data and printouts are not statements and thus not
hearsay -
machines are not declarants - and such data is therefore not
testimonial; machine-generated
data and printouts such as those in this case are distinguishable from
human
statements, as they involve so little intervention by humans in their
generation as to leave no doubt they are wholly machine-generated for
all
practical purposes; because machine-generated printouts of
machine-generated
data are not hearsay, expert witnesses may rely on them, subject only
to the
rules of evidence generally, and MRE 702 and MRE 703 in particular).
(the fact that the government
may, consistent
with the rules of evidence and the Confrontation Clause, introduce
machine-generated data and expert testimony relying on the work of
others does
not preclude an accused from seeking to call as witnesses those who
operated the
machines or performed the work being relied upon to test, among other
things,
the accuracy, validity, and reliability of those machines and tests; as
the
Compulsory Process Clause of the Sixth Amendment, Article 46, UCMJ, 10
USC §
846, and RCM 703(a) make clear, a defendant has the right to the
compulsory
process of witnesses who can provide relevant and necessary evidence in
their
defense; in other words, a live witness not required by the
Confrontation
Clause because the government admitted no testimonial hearsay may
nonetheless
be called by the defense and attendance compelled upon a showing of
relevancy
and necessity).
(neither
the rules
of evidence nor the Confrontation Clause permit an expert witness to
act as a
conduit for repeating testimonial hearsay; an expert witness may review
and
rely upon inadmissible hearsay in forming independent conclusions, but
he may
not circumvent either the rules of evidence or the Sixth Amendment by
repeating
the substance of the hearsay).
(although
the expert
witness in this case may well have been able to proffer a proper expert
opinion
based on machine-generated data and calibration charts, his knowledge,
education, and experience and his review of the drug testing reports
alone,
both the drug testing reports and the expert witness’s testimony
contained a
mix of inadmissible and admissible evidence; specifically, the cover
memoranda
were inadmissible under the Confrontation Clause, and the expert
witness’s
testimony conveying the statements contained in those cover memoranda -
including those concerning what tests were conducted, what substances
were
detected, and the nanogram levels of each substance detected - were
inadmissible under both the Confrontation Clause and MRE 703, while the
machine-generated printouts and data were not hearsay at all and could
properly
be admitted into evidence and serve as the basis for the expert
witness’s
conclusions).
(statements prepared in
anticipation of
litigation are not business records and, even if a document might
otherwise be
a business record, if it is testimonial hearsay, its admission violates
the
Confrontation Clause).
United
States v. Smith, 68 M.J. 445 (the Sixth
Amendment provides that in all
criminal prosecutions, the accused shall enjoy the right to be
confronted with
the witnesses against him; the right to confrontation includes the
right of a
military accused to cross-examine adverse witnesses).
(uncovering and presenting to
court members a
witness’s motivation in testifying is a proper and important function
of the
constitutionally protected right of cross-examination; through
cross-examination, an accused can expose to the members the facts from
which
they could appropriately draw inferences relating to the reliability of
the
witness).
(even assuming that evidence
that the victim
was previously involved in consensual sexual relations with an enlisted
member
was relevant in the prosecution of appellant for sexual misconduct with
the
victim, the confrontation clause did not entitle him to cross-examine
the
victim about that prior relationship; although the victim’s credibility
was in
dispute, knowledge of the exact nature of her indiscretion in relation
to the
other issues in the case was not important where the military judge
allowed
appellant to present a fairly precise and plausible theory of bias,
i.e., that
the victim lied to preserve a secret which if revealed could have an
adverse
impact on her military career, including possibly disciplinary action
under the
UCMJ; while the victim’s credibility was in contention, it is unclear
why the
lurid nuances of her sexual past would have added much to appellant’s
extant
theory of fabrication).
United
States v. Blazier, 68 M.J. 439 (the
Confrontation Clause of the Sixth
Amendment provides that in all criminal prosecutions, the accused shall
enjoy
the right to be confronted with the witnesses against him; this gives
accuseds
the right to question not only witnesses providing oral, in-court
testimony,
but also the declarant of any hearsay that is testimonial; before such
testimonial hearsay may be admitted, the Confrontation Clause requires
that the
accused have been afforded a prior opportunity to cross-examine the
witness and
that the witness be unavailable).
United
States v. Collier, 67 M.J. 347 (the exposure of
a witness’s motivation in
testifying is a proper and important function of the constitutionally
protected
right of cross-examination).
(through cross-examination, an
accused can
expose to the jury the facts from which jurors could appropriately draw
inferences relating to the reliability of the witness).
(a limitation on an accused’s
presentation of
bias evidence may be a violation of the Sixth Amendment right to
confront
witnesses; the question is whether a reasonable jury might have
received a
significantly different impression of the witness’s credibility had
defense
counsel been permitted to pursue his proposed line of
cross-examination).
(the right of
cross-examination is not
unlimited; the accused’s confrontation right does not give, for
example, free
license to cross-examine a witness to such an extent as would hammer
the point
home to the jury).
(whether sufficient
cross-examination has been
permitted depends on whether the witness’s motivation for testifying
has
already been exposed and further inquiry would be marginally relevant
at best
and potentially misleading).
(the military judge erred in
prohibiting
appellant’s defense counsel from cross-examining the main government
witness
about an alleged homosexual romantic relationship between the witness
and
appellant and from introducing extrinsic evidence of such a
relationship; the
military judge’s ruling prevented appellant’s counsel from fully
exploring this
government witness’s bias and motive to misrepresent the truth and
precluded
appellant from presenting her theory of the case; while the military
judge did
permit cross-examination about a close friendship between the two,
appellant
wanted to show that their relationship went beyond friendship, to a
sexual and
romantic relationship that lasted four months, during which time they
lived
together, and that the witness framed appellant for larceny as a result
of
their romantic relationship ending badly; it is intuitively obvious
that there
is a qualitative difference between the breakup of a friendship and a
badly
ended romantic relationship, whether that romantic relationship was
sexual or
not; the romantic nature of a relationship has a special relevance to
motivation such that allowing additional cross-examination in that area
is not
a mere opportunity to hammer the point home to the members; if the
members had
been given evidence of a sexual and romantic relationship between the
witness
and appellant, they might have had a significantly different impression
of the
witness’s credibility; as such, the military judge’s ruling was a
violation of appellant’s
Sixth Amendment right to confront a witness against her).
(trial judges retain wide
latitude insofar as
the Confrontation Clause is concerned to impose reasonable limits on
such
cross-examination based on concerns about, among other things,
harassment,
prejudice, confusion of the issues, the witness’s safety, or
interrogation that
is repetitive or only marginally relevant).
United
States v. Clayton, 67 M.J. 283 (the Sixth
Amendment provides that in all criminal prosecutions, the
accused shall
enjoy the right to be confronted with witnesses against him; this right
applies
to testimonial statements made out of court because the declarant is a
witness
within the meaning of the Sixth Amendment, and thus the accused must be
afforded the right to cross-examine that witness).
United
States v. Crudup, 67 M.J. 92 (the denial of an
accused’s Sixth Amendment
right to cross-examine a witness may be tested for harmlessness).
(a Sixth Amendment error in
admitting an
out-of-court statement that appellant’s wife made to the military
police
regarding appellant’s assault on her and their infant son was harmless
beyond a
reasonable doubt, where the statement was unimportant in relation to
everything
else the military judge considered on the issue, the statement was
cumulative,
other evidence corroborated the statement, the defense was permitted to
impeach
the wife’s credibility with a prior conviction for fraud, and the
government’s
case was quite strong, including eyewitness testimony, corroborating
physical
injuries, and appellant’s partial confession; the statement did not
contribute
to the verdict as it was unimportant in relation to the other evidence
of
record).
United
States v. Pack, 65 M.J. 381 (one-way
closed-circuit testimony from a child
witness in a criminal trial is admissible and consonant with the
requirements
of the Confrontation Clause when: (1) the court determines that it is
necessary
to protect the welfare of the particular child witness; (2) the court
finds
that the child witness would be traumatized, not by the courtroom
generally,
but by the presence of the defendant; and (3) the trial court finds
that the
emotional distress suffered by the child witness in the presence of the
defendant is more than de minimis).
(the case of Maryland v.
Craig, 497 US
836 (1990), continues to control the questions whether, when, and how,
remote
testimony by a child witness in a criminal trial is constitutional; the
case of
Crawford v. Washington, 541 US 36 (2004), did not so undermine
the
reasoning in Craig that an appellate court is free to disregard
Craig
and hold that anything short of face-to-face confrontation at trial
violates
the Sixth Amendment).
(appellant was not denied his
Sixth Amendment
right to confront his accuser when the military judge permitted the
child
victim to testify from a remote location via a one-way closed-circuit
television, where the military judge found that there was a need to
protect the
child witness, the child would be traumatized by the presence of the
accused,
and the emotional distress suffered by the child would be more than de
minimis).
United States v.
Cabrera-Frattini, 65 M.J. 241 (the
Confrontation Clause of the Sixth Amendment provides that in all
criminal prosecutions, the accused shall enjoy the right to be
confronted with the witnesses against him).
(before testimonial
statements may be admitted, the Confrontation Clause requires that the
accused have been afforded a prior opportunity to cross-examine the
witness, and that the witness be unavailable).
(in order for a witness to be
unavailable for Sixth Amendment purposes, the government must first
make a good faith effort to secure the witness’s presence at trial; the
lengths to which the prosecution must go to produce a witness is
determined under a reasonableness standard; the test for unavailability
focuses on whether the witness is not present in court in spite of
good-faith efforts by the government to locate and present the witness).
(some of the factors that
should be considered to determine the unavailability of a witness for
Sixth Amendment purposes include the importance of the testimony, the
amount of delay necessary to obtain the in-court testimony, the
trustworthiness of the alternative to live testimony, the nature and
extent of earlier cross-examination, the prompt administration of
justice, and any special circumstances militating for or against delay;
where the absence of the witness results from illness, a court should
also consider the nature of the illness and the probable duration of
the illness).
United States v. Carruthers, 64 M.J. 340 (the exposure of
a witness’s motivation in testifying is a proper and important function
of the constitutionally protected right of cross-examination; however,
the Confrontation Clause of the Sixth Amendment does not prevent a
trial judge from imposing any limits on a defense counsel’s inquiry
into the potential bias of a prosecution witness; trial judges retain
wide latitude insofar as the Confrontation Clause is concerned to
impose reasonable limits on such cross-examination based on concerns
about, among other things, harassment, prejudice, confusion of the
issues, the witness’s safety, or interrogation that is repetitive or
only marginally relevant; the judge may restrict cross-examination when
the probative value of the evidence sought would be substantially
outweighed by the danger of unfair prejudice, confusion of the issues,
or misleading the members).
(a military judge’s
discretionary authority to limit cross-examination arises only after
there has been permitted as a matter of right sufficient
cross-examination).
(the military judge did not
abuse his discretion in precluding the defense counsel’s
cross-examination of a co-conspirator regarding his possible sentence
under a plea agreement, where the defense counsel had already engaged
in a lengthy cross-examination regarding the plea agreement which
brought to light the co-conspirator’s possible motive to testify
falsely, and the military judge determined that the probative value of
further inquiry into the co-conspirator’s possible sentence under the
plea agreement was substantially outweighed by the danger of misleading
the members; the military judge did not deny the defense the right to
examine the possibility of bias, but rather simply limited its ability
to inquire about yet another aspect of the plea agreement, when the
agreement’s bearing on bias had already been thoroughly explored).
(once the accused has been
allowed to expose a witness’s motivation in testifying, it is of
peripheral concern to the Sixth Amendment how much opportunity defense
counsel gets to hammer that point home to the members).
(an accused’s
right under the Sixth Amendment to cross-examine
witnesses is violated if the military judge precludes him from
exploring an
entire relevant area of cross-examination).
2005
United
States v. Israel, 60 M.J. 485 (a defendant’s right under the Sixth
Amendment to cross-examine witnesses is violated if the military judge
precludes a defendant from exploring an entire relevant area of
cross-examination).
(evidence of the rates of untestable samples produced by a drug testing
program
during the months before and after the accused’s urinalysis was tested
indicated some type of irregularity in the collection or shipping
process;
these irregularities could have been used to attack the testimony of
the drug
testing program manager that the standard procedures always were
followed and
those procedures were reliable; because this evidence of irregularities
in the
collection process was closely related in time to the collection of the
accused’s sample, the military judge abused his discretion in excluding
this
evidence from use by the defense on cross-examination).
(evidence that a standard calibration error occurred more than once in
the same
month in which the accused’s urine sample was collected and tested
raised
questions about the reliability of the machines used in the testing
process and
the reliability of the results of the test; these questions could have
been
used to attack the testimony of the government lab expert whose
generalized
testimony relied upon the “gold standard in drug testing” and a
presumption of
regularity in the testing process; because this evidence related to the
testing
process that was closely related in time and subject matter to the test
at
issue, the military judged abused his discretion in excluding it where
it may
have been relevant and admissible to attack the general presumption of
regularity in the testing process).
(while a period of nine months between a reported laboratory error of a
false-positive test result and the testing process at issue may well be
too
remote in other cases, under the circumstances of this case it is not;
the
reliability of the testing process will always be relevant in drug test
cases
to establish the admissibility of the test results; where the
government goes
well beyond establishing reliability and raises the bar by
characterizing the
testing process as a “Mercedes” and that the process is the “gold
standard” in
drug testing, it opens the door to a broader time frame during which
laboratory
errors may be relevant to challenge the testing process; for this
reason, the
military judge abused his discretion in excluding this report of a
false-positive test result).
(the military judge did not abuse his discretion in precluding
cross-examination
of the government lab expert about an annotation error that occurred
three
years prior to the accused’s urine test, where there was no annotation
error
with respect to the accused’s sample and the earlier error was too far
removed
in both subject matter and time to be relevant to the reliability of
the
accused’s test results).
(the military judge did not abuse his discretion in precluding
cross-examination of the government lab expert about a lab employee
who, a year
and a half prior to the accused’s urine test, made a testing error and
then
deliberately falsified documents to cover up that error, where the
incident was
not related to the accused’s test other than it took place at the same
laboratory, where the offending employee was no longer employed at the
laboratory when the accused’s sample was tested, and where the incident
was too
remote in time and subject matter to be relevant to challenge the
expert’s
conclusion that the urinalysis test results were valid).
(the military judge did not abuse his discretion in precluding
cross-examination of the government lab expert about incidents in which
individuals were not properly logged into or out of the lab, where the
evidence
of the minor errors in the log book did not concern the area where the
urine
samples were tested or stored and where the evidence was neither
probative of
nor relevant to the reliability of the testing process).
United
States v. James, 61 M.J. 132 (a judge may limit the defense’s
cross-examination of a prosecution witness regarding the terms of a
plea
agreement entered into by the witness, so long as adequate inquiry into
possible bias of that witness has been allowed through other lines of
questioning).
(this Court has recognized that the exposure of a witness’s motivation
in
testifying is a proper and important function of the constitutionally
protected
right of cross-examination; it does not follow that the Confrontation
Clause of
the Sixth Amendment prevents a trial judge from imposing any limits on
defense
counsel’s inquiry into the potential bias of a prosecution witness; on
the
contrary, trial judges retain wide latitude insofar as the
Confrontation Clause
is concerned to impose reasonable limits on such cross-examination
based on
concerns about, among other things, harassment, prejudice, confusion of
the
issues, the witness’s safety, or interrogation that is repetitive or
only
marginally relevant).
(a military judge did not impermissibly infringe upon an accused’s
Sixth
Amendment right to confrontation by precluding the defense from
questioning a
witness regarding a specific term of the witness’s pretrial agreement
where the
judge allowed inquiry into the possible bias and motive to lie of the
witness
through other questions about his pretrial agreement - specifically
that (1) he
had a pretrial agreement in his own court-martial; (2) as part of that
pretrial
agreement he pleaded guilty and entered into a stipulation of facts;
(3) he had
immunity for his testimony in the accused’s court-martial; (4) his
pretrial
agreement required him to cooperate with the Government against his
best
friend; and (5) although he had been sentenced, clemency was still
pending in
his case, and as part of that process, he would be able to tell the
convening
authority that he had cooperated and testified against the accused; the
limitations placed on cross-examination by the military judge were
within his
discretion and did not affect the accused’s core constitutional right
to
cross-examination; once the defense had been allowed to expose the
witness’s
motivation in testifying, it was of peripheral concern to the Sixth
Amendment
how much opportunity the defense got to hammer that point home to the
factfinders).
(a military judge has wide discretion to limit repetitive
cross-examination or
to prohibit cross-examination that may cause confusion).
United
States v. Rhodes, 61 M.J. 445 (admission of co-actor’s prior
statement
implicating the accused in drug offenses did not violate the accused’s
Sixth
Amendment right to confrontation where co-actor took the stand,
testified, and
was subject to cross-examination, notwithstanding the fact that the
co-actor
now professed to have no memory of the accused’s involvement in the
offenses).
(the Confrontation Clause
guarantees only
an opportunity for effective cross-examination, not cross-examination
that is
effective in whatever way, and to whatever extent, the defense might
wish; the
opportunity for cross-examination is not denied when a witness
testifies as to
his current belief but is unable to recollect the reason for that
belief;
rather, it is sufficient that the accused has the opportunity to bring
out such
matters as the witness’s bias, his lack of care and attentiveness, his
poor
eyesight, and even (what is often a prime objective of
cross-examination) the
very fact that he has a bad memory; the weapons available to impugn the
witness’s statement when memory loss is asserted will of course not
always
achieve success, but successful cross-examination is not the
constitutional
guarantee).
(when the declarant appears
for
cross-examination at trial, the Confrontation Clause places no
constraint at
all on the use of his prior testimonial statements).
United
States v. Scheurer, 62 M.J. 100 (in the military, spousal
incapacity allows
the witness spouse, not the accused, to decide whether to testify).
(a spouse who invokes the
spousal
incapacity rule in refusing to testify against her husband was
unavailable to
testify for the purposes of the Confrontation Clause; United States
v.
Hughes, 28 M.J. 391 (C.M.A. 1989) is overruled to the extent that
it holds
a spouse who invoked spousal incapacity remains available for
confrontation
purposes).
(the Confrontation Clause
forbids the
admission of testimonial statements of a witness who did not
appear at
trial unless that witness was unavailable to testify, and the accused
had had a
prior opportunity for cross-examination; in this case, this rule did
not apply
to preclude the admission of pretrial conversations between the
accused’s wife
and a co-worker during which the accused’s wife implicated both her
husband and
herself in ongoing drug offenses because the wife’s statements were not
testimonial, where the government’s role in obtaining the statements
amounted
only to the facilitation of the recording of the wife’s statements and
no
direction or suggestion).
(where the declarant is
unavailable to be
cross-examined, the Confrontation Clause permits the admission of a
hearsay
statement in a criminal trial only if: (1) the statement falls
within a
firmly rooted hearsay exception, or (2) it bears other particularized
guarantees of trustworthiness).
2003
United
States v. Hall, 58 MJ 90 (the right to
cross-examination is at the core of the
confrontation clause).
(where the government pitted
appellant
against hearsay attributed to her own mother without affording
appellant the
opportunity to test the reliability or trustworthiness of her mother’s
statements by cross-examination, appellant was denied her
constitutional right
of confrontation through cross-examination).
United
States v. McCollum,
58 MJ 323 (if the Government makes an adequate showing of
necessity, the Government interest in protecting child witnesses from
the
trauma of testifying in a child abuse case is sufficiently important to
justify
the use of a special procedure that permits a child witness in such
cases to
testify at trial against a defendant in the absence of face-to-face
confrontation with the defendant; the showing of necessity must not be
a
generalized one; the trial judge must make a case-specific finding that
testimony outside the presence of the accused is necessary to protect
the
welfare of the particular child who seeks to testify; moreover, denial
of
face-to-face confrontation is only necessary to protect a child witness
from
trauma where it is the presence of the defendant that causes the
trauma;
finally, before a court denies an accused the right to confront a
witness
face-to-face, the trial court must find that the emotional distress
suffered by
the child witness in the presence of the defendant is more than de
minimis, i.e.,
more than mere nervousness or excitement or some reluctance to
testify).
(M.R.E. 611(d)(3) authorizes
remote live
testimony where the military judge makes a finding on the record that a
child
is unable to testify in open court in the presence of the accused, for
any of
the following reasons: (A) The child is unable to testify because of
fear; (B)
There is substantial likelihood, established by expert testimony, that
the
child would suffer emotional trauma from testifying; (C) The child
suffers from
a mental or other infirmity; or (D) Conduct by an accused or defense
counsel
causes the child to be unable to continue testifying).
2001
United
States v. Bridges, 55 MJ 60 (the right to
confrontation
and cross-examination means that the prosecution must present the
hearsay
declarant at trial in an attempt to elicit the out-of-court statement
directly
from the witness’s lips while on the witness stand and under oath).
(there is a preference for face-to-face confrontation at trial, and
hearsay
is admissible if the witness is unavailable and the hearsay either
falls within
a firmly rooted hearsay exception or has particularized guarantees of
trustworthiness).
(the Sixth Amendment right to confront and cross-examine a witness
establishes a rule of necessity; usually, the prosecution must either
produce,
or demonstrate the unavailability of the declarant whose statement it
wishes to
use against the defendant).
(the Confrontation Clause’s very mission of advancing the accuracy
of the
truth-determining process in criminal trials must be balanced against
witness
unavailability; in some instances, where the utility of confrontation
is remote
or a hearsay exception is firmly rooted, the unavailability requirement
is
inapplicable; but where an exception is not firmly rooted, the
prosecution is
required to establish unavailability and particularized guarantees of
trustworthiness).
(appellant’s waiver of cross-examination, after the military judge’s
specific question about whether the defense had any questions of the
witness,
satisfied the unavailability requirements of the Confrontation Clause).
United
States v. McDonald, 55 MJ 173 (the Sixth Amendment
right
of confrontation does not apply to the sentencing portion of a
non-capital
court-martial).
2000
United
States v. McElhaney, 54 MJ 120 (the Sixth
Amendment
protects an accused’s right to confrontation and cross-examination, and
Mil. R.
Evid. 611(b) establishes the scope of cross-examination at trials by
courts-martial limiting cross-examination to “the subject matter of the
direct
examination and matters affecting the credibility of the witness”;
trial judge
may also exercise discretion to limit cross-examination based on
concerns about
harassment, prejudice, confusion of issues, the witness’ safety, or
interrogation that is repetitive or only marginally relevant).
(military judge did not abuse his discretion by limiting
cross-examination
of witness about unrelated rape allegation where: (1) that
allegation was
irrelevant to the trial; (2) the allegation provided an insufficient
basis upon
which to attack the victim’s credibility; (3) the allegation had no
bearing on
the validity of the allegations against appellant; (4) the allegation
did not
establish a motive for the victim to fabricate the allegations against
appellant; and (5) the defense counsel provided no evidence showing the
complaint
to be false other than the unsurprising denial of the alleged
perpetrator).
(military judge did not abuse his discretion by limiting
cross-examination
of victim about her early childhood in a bar-brothel where: (1)
the
matter was not relevant to any fact in issue; (2) why she may have
moved in
with her uncle was not a fact in issue and did not bear upon any matter
of
consequence; (3) even if victim did move in with uncle to escape the
environment of the bar-brothel, this fact did not bear upon victim’s
credibility; and (4) defense counsel failed to show connection between
the
bar-brothel and the victim’s credibility at appellant’s court-martial).
1999
United
States v. Anderson, 51 MJ 145 (to support decision
to
limit the right to face-to-face confrontation between an accused and a
child
victim, the military judge must make a finding of necessity, i.e.,
that
there is a likelihood that the child will suffer at least moderate
emotional
and mental harm if required to testify in the accused’s presence).
(military judge’s finding of necessity in support of a decision to
limit the
right to face-to-face confrontation between an accused and a child
victim was
supported by the record where: (1) expert’s opinion provided a
sound,
adequate basis upon which the military judge considered whether each
child
victim could testify and under what circumstances each child could
communicate;
and (2) the military judge personally observed that child could not
even take
the witness stand).